Addressing Common Documentation Deficiencies
Total Credits: 2 including 2 Auditing- Technical
- Average Rating:
- Not yet rated
- Categories:
- ACPEN Industry Institute | Yellow Book | Accounting and Auditing
- Speaker:
- Jaclyn Veno, CPA
- Course Levels:
- Intermediate
- Duration:
- 2 Hours
Description
The Enhancing Audit Quality Initiative has identified inadequate or nonexistent audit documentation as one of the most significant issues facing the profession today. Over half of the engagements reviewed by the AICPA failed to meet the requirements of AU-C 230, highlighting a critical need for improvement.
This course addresses common misconceptions about audit documentation and provides actionable strategies to overcome these deficiencies. Attendees will learn best practices to ensure compliance with professional standards, enhance audit quality, and mitigate risks associated with poor documentation. Whether you are an experienced professional or new to auditing, this course will help you strengthen your documentation practices and uphold the highest standards of the profession.
Basic Course Information
Learning Objectives- Describe the minimum documentation requirements from AU-C 230
- Recall common work paper deficiencies identified by the AICPA
Major Subjects
- AU-C 230
- Auditing
- Yellowbook
Course Materials
| IMPORTANT CPE Credit Instructions Read Before Webcast Updated 2025 (434.2 KB) | Available after Purchase | ||
| Addressing Common Documentation Deficiencies Handout (1.8 MB) | Available after Purchase | ||
Dates
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Fri, Apr 25, 2025 - 09:00am to 10:48am CDT
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Tue, May 06, 2025 - 11:00am to 12:48pm CDT
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Thu, May 22, 2025 - 01:00pm to 02:48pm CDT
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Mon, Jun 02, 2025 - 03:00pm to 04:48pm CDT
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Fri, Jun 20, 2025 - 09:00am to 10:48am CDT
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Fri, Jul 11, 2025 - 11:00am to 12:48pm CDT
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Thu, Jul 31, 2025 - 01:00pm to 02:48pm CDT
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Tue, Aug 12, 2025 - 06:00pm to 07:48pm CDT
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Mon, Aug 25, 2025 - 09:00am to 10:48am CDT
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Mon, Sep 15, 2025 - 11:00am to 12:48pm CDT
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Mon, Sep 29, 2025 - 01:00pm to 02:48pm CDT
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Thu, Oct 02, 2025 - 06:00pm to 07:48pm CDT
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Tue, Oct 21, 2025 - 09:00am to 10:48am CDT
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Fri, Nov 07, 2025 - 11:00am to 12:48pm CST
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Sat, Nov 22, 2025 - 01:00pm to 02:48pm CST
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Sat, Dec 06, 2025 - 03:00pm to 04:48pm CST
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Wed, Dec 17, 2025 - 09:00am to 10:48am CST
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Tue, Dec 23, 2025 - 11:00am to 12:48pm CST
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Wed, Jan 07, 2026 - 01:00pm to 02:48pm CST
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Wed, Jan 21, 2026 - 03:00pm to 04:48pm CST
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Thu, Feb 05, 2026 - 09:00am to 10:48am CST
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Fri, Feb 20, 2026 - 11:00am to 12:48pm CST
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Wed, Mar 11, 2026 - 01:00pm to 02:48pm CDT
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Mon, Mar 30, 2026 - 03:00pm to 04:48pm CDT
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Thu, Apr 09, 2026 - 06:00pm to 07:48pm CDT
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Wed, Apr 29, 2026 - 11:00am to 12:48pm CDT
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Additional Info
Basic Course Information
Prerequisites Prior experience with GAASAdvanced Preparation None
Designed For
Accounting Professionals
Original Recording Date 03/2025
Yellow Book Yes
Course Developer Galasso Learning Solutions
Date Added to Catalog 2/2025
Additional Information
Complaint Resolution PolicyPlease contact Anne Taylor for any complaints. anne.taylor@acpen.com, (972-377-8199).
Official Registry Statement
Business Professionals' Network, Inc. is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.nasbaregistry.org
Instructional Delivery Method
Group Internet Based
Course Registration Requirements
Online Registration
Refund/Cancellation Policy
Please contact the ACPEN help desk 1-877-602-9877 or help@acpen.com if you wish to cancel your attendance for a previously purchased webcast and are requesting a refund or transfer.